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Introduction to Brokerage Operations

Learn about brokerage operations; including the key roles and types of accounts within this field....
Introduction to Brokerage Operations
Este curso está archivado

Introduction to Brokerage Operations

Learn about brokerage operations; including the key roles and types of accounts within this field.
Introduction to Brokerage Operations
Estimated 4 weeks
1–2 horas por semana
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Costo de inscripción
99 US$
Este curso está archivado
Introduction to Brokerage Operations

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This course begins with an overview of brokerage operations where we’ll identify the key roles of brokerage operations and review the different types of accounts.

We’ll look at the salient features of the Customer Identification Program and review the differences between the main types of securities issues. Before wrapping up this course, we’ll get familiarized with the key components of the Security Reference File and learn the key roles of the various players within the Financial Community.

This course is part 1 of the New York Institute of Finance’s Brokerage Operations Professional Certificate program.

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  • Idioma: English
  • Transcripción de video: English
  • Programas asociados:

Lo que aprenderás

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  • Overview of Brokerage Operations
  • Type of Accounts
  • Client Requirements and Customer Identification Program
  • Types of Security and Processing Systems
  • Overview of the Players of the Financial Community

Plan de estudios

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  • Lesson 1: Brokerage Operations: Overview
  • Lesson 2: Type of Accounts
  • Lesson 3: Client Requirements
  • Lesson 4: Customer Identification Program
  • Lesson 5: Security Types
  • Lesson 6: Processing Systems
  • Lesson 7: The Players of the Financial Community
  • Module Summary
  • Supplemental Learning

Acerca de los instructores

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